Process to register as Investment advisor
Eligibility for registration as an investment adviser in India Following minimum qualifications are required to become an investment adviser in India. A professional qualification or postgraduate degree or postgraduate diploma in finance, accountancy, business management, commerce, economics, capital market, banking, insurance or actuarial science. or You should be a graduate in any discipline with an experience of at least five years in activities relating to advice in financial products or securities or fund or asset or portfolio management. A certification on financial planning or fund or asset or portfolio management or investment advisory services from (a) NISM or (b) from any other organization or institution including Financial Planning Standards Board India (FPSB) or any recognized stock exchange in India provided that such certification is accredited by NISM. In simple words, a postgraduate in finance-related topics or a graduate in any discipline with 5 years’ experience in t